Advice Assurance Consultant

Impact : Ensure high-quality advice for our members.
Teamwork : Collaborate with advisers and stakeholders.
Location : Based in Melbourne, Sydney or Brisbane

About Us
At UniSuper, we are dedicated to delivering exceptional retirement outcomes for our members. With a long history in the University sector, we are a place where future-minded Australians come together.

UniSuper Advice is the Home for Advice Professionals. We provide members with trusted advice that supports confident financial decisions, through personal advice, digital solutions, education and strong partnerships with independent financial advisers. Our work is grounded in professionalism, collaboration, and better retirement outcomes for members.

The Opportunity
As an Advice Assurance Consultant, you will play a crucial role in ensuring that the advice and information provided to our members and clients meet regulatory obligations and are appropriate for them. This role can be based in Melbourne, Sydney or Brisbane and works closely with advisers and stakeholders across the business.

You will be responsible for executing a robust Monitoring and Supervision (M&S) program, reviewing client files, observing meetings, and assessing the quality of interactions.

Your insights will help maintain and improve the quality of advice and information provided, ensuring that UniSuper is well-positioned to achieve satisfactory internal and external review findings.

Key Responsibilities:

• Record outcomes of M&S activities and identify further requirements based on observed outcomes.
• Develop and maintain policies, processes, and tools that underpin a quality M&S program.
• Share insights and reports on the performance of individual advisers and teams.
• Collaborate with advisers and stakeholders to maintain high standards in the financial planning environment.
Prepare and conduct training sessions to improve the overall quality of advice and adherence to standards.

About You
You are passionate about delivering high-quality advice and have a sound understanding of both general and personal advice. You thrive in a collaborative environment and have excellent stakeholder management skills.

Your experience in financial planning, compliance, and risk consulting, along with your ability to interpret financial planning laws and regulations, will be key to your success in this role.
Key Criteria:

• Experience in financial planning as an Adviser, Compliance and Risk Consultant, or Paraplanner.
• Detailed understanding of relevant obligations and their application.
• Excellent stakeholder and relationship management skills.
• Ability to work collaboratively with a variety of stakeholders.
Relevant professional tertiary qualifications.

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Why Join Us
UniSuper is proud of our culture and benefits, which empower our people to achieve their full potential, thrive, and grow their career with us. These include:

• Opportunities for professional development and career progression.
• Access to a range of health and wellbeing programs.
A culture that values diversity and inclusion.

UniSuper believes that the best way to achieve great things is when we come together and collaborate. Therefore, we ask you to be able to commit to 60% of our time in office.

It should go without saying, but at UniSuper, we value and celebrate diversity and inclusion. We believe that a variety of perspectives, backgrounds, interests, abilities, and skills is crucial for delivering great retirement outcomes for our members. We invite you to apply for the roles that suit your career aspirations, even if you don’t meet all the requirements.

Think Great. Create Great