Compliance Analyst

• Aid with maintaining the compliance framework
• Help with the firm’s compliance regarding AML/CFT requirements and with completion of AML risk assessments
• Monitor AML/CFT on an ongoing basis
• Assist in updating our procedures to effect any changes in regulation / legislation
• Keep on top of new CSSF thematic reviews, guidance to the industry
• Provide compliance support to various areas within the firm
• Help prepare the quarterly compliance reports to the board
• Help provide compliance training in the areas of Compliance Induction, AML, Conflicts of Interest, Suitability, Market Abuse and others
• Help with the daily administration of the compliance function
• Aid certain aspects of CSSF regulatory reporting for both the firm and its branches in other European jurisdictions
• Assist with the ongoing Compliance Monitoring Programme and with overseeing the outsourced activities

• 2+ years of regulatory compliance and compliance advisory experience
• An AML/CFT background would be desirable
• Experienced in reading, understanding and summarising in simple language lengthy regulatory publications
• Ability to educate the first line departments on regulatory matters and to handle challenges from individuals in the business
• An understanding knowledge of investment suitability and financial promotions regulations
• An understanding of financial markets, financial instruments and market awareness
• An understanding of discretionary portfolio management, asset management, pension advice and regulatory requirements relating to retail and professional clients

Why Fisher Investments Luxembourg:

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Luxembourg align with our clients’ priorities by using a simple and transparent fee structure and recognised European custodians.

It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:

• 100% paid premiums for our top-tier supplemental healthcare plan (includes medical, dental, vision) for employees and their qualified dependents
• 28 days annual leave with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays
• A supplemental retirement pension plan featuring a 4% contribution of base pay up to the social security ceiling and 12% for base pay over the ceiling, as well as a 50% match on personal contributions up to €600 annually
• Up to €219.60 in employer-paid monthly lunch vouchers
• Gym subsidy of up to €50 per month
• $10,000* fertility, hormonal health and family-forming benefit
• A collaborative working environment that practises ongoing training, educational support and employee appreciation events
• Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.

FISHER INVESTMENTS LUXEMBOURG IS AN EQUAL OPPORTUNITY EMPLOYER