Controls Management - Analyst

You are a strategic thinker passionate about driving innovative and disruptive solutions in risk and controls domain. You have found the right team.

As an Analyst in our Finance Controls team, you will spend each day defining, refining and delivering set goals for our firm.

Job Responsibilities

• Provide support for AWM Finance Sarbanes Oxley (SOX) and CCAR CFO Attestation Programs (CCAP) by the way of supporting following workstreams –

  • Financial risk assessment of financial statements and identification of key processes and controls supporting regulatory filings
  • Build and maintain process narratives and data flows related to key business processes and controls framework
  • Partnering with other lines of businesses, finance, internal / external auditors, risk, technology, and other relevant stakeholders to support consistent implementation of the SOX / CCAP framework
  • Assist in validation and closure of SOX/ CCAP Issues and related Action Plans and developing recommendations to strengthen internal controls framework
• Lead / support design, developing, and deploying Large Language Model (LLM) / AI-driven solutions to contribute to control management, risk analysis, and other business objectives as needed
• Lead / support writing, maintaining, and optimizing Python / other new age programing codes for automations, analyses, and integration of LLMs into business workflows and reporting
• Partner with technology, business, and control teams to deliver AI and/ other new age technologies based tools and solutions that drive efficiency, improve business practices, and support strategic decision-making in risk and controls domains

Required qualifications, capabilities, and skills

• Bachelor’s degree and solid understanding of typical finance functions required

• Minimum 2 years’ experience in risk and controls domain

• Strong exposure / hands-on experience working with LLMs, AI based solutions , and other new age technologies

• Solid understanding of financial statement structures and US GAAP / IFRS or any local GAAP

Preferred qualifications, capabilities, and skills

• CA/MBA (Finance)

• Knowledge of Python / Alteryx

• Should be flexible to work in EMEA shifts