Regulatory Reporting - Associate

JOB DESCRIPTION

Join J.P. Morgan’s Corporate & Investment Bank, a global leader trusted by the world’s most influential institutions. Help deliver high-impact regulatory change across Markets Operations with a focus on cross-regional obligations. Collaborate with front-office and control partners to drive timely, accurate reporting and an exceptional client experience.

As a Senior Associate within Regulatory Support and Control, you partner with the Fixed Income Marketing Middle Office to ensure end-to-end regulatory compliance across Markets Operations. You engage clients and internal stakeholders to interpret requirements and deliver timely, accurate reporting under frameworks such as Dodd-Frank, EMIR, and SFTR. You lead cross-functional change initiatives that strengthen controls, remediate gaps, and enhance operational resiliency.

Job Responsibilities

• Lead regulatory support across Dodd-Frank, EMIR, SFTR, and related frameworks.

• Validate and reconcile SFTR data fields including collateral, counterparty, transaction type, and lifecycle events.
• Monitor reporting timelines and remediate rejected or incomplete submissions.
• Collaborate with Technology to implement reporting solutions, data controls, and monitoring.
• Analyze regulatory feedback and implement process improvements to address gaps or deficiencies.
• Support audits and regulatory inquiries with accurate documentation and clear explanations.
• Coordinate stakeholders across FO (Trading, Sales, Business Management), Sales Support, Legal, Compliance, Middle Office, and PMO.
• Drive change initiatives that improve controls, data quality, and operational efficiency.
• Communicate requirements and guidance clearly to salespeople, clients, and internal teams.
• Document processes comprehensively to meet governance, control, and evidentiary standards.

Required Qualifications, Capabilities, and Skills

• Bring prior investment banking and regulatory reporting experience.
• Demonstrate deep product knowledge across Fixed Income, Commodity derivatives, collateral (10+ years).
• Manage initiatives and projects with measurable delivery outcomes in high-volume environments.
• Engage directly with clients and senior stakeholders with strong communication and presentation skills.
• Execute securities financing transaction reporting processes end-to-end with high accuracy.
• Apply strong risk and controls awareness with exceptional attention to detail.
• Utilize advanced PC skills, including Excel and PowerPoint, to analyze and present data and controls.

Preferred Qualifications, Capabilities, and Skills

• Validate and reconcile complex SFTR data elements, including lifecycle events and collateral attributes.
• Navigate OTC derivatives processing and lifecycle across multiple asset classes.
• Collaborate with Technology to design SFTR-specific solutions, controls, and reconciliations.
• Analyze regulatory feedback and drive continuous improvement initiatives.
• Influence cross-functional stakeholders to align on control enhancements and delivery milestones.
• Understand client reference data and its impact on regulatory reporting accuracy.

ABOUT US


ABOUT THE TEAM

J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.