Team Lead, Transfer Agency Aml

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Major Duties :1. Oversight of the processing and quality checking of a wide range of dealing transactions through internal systems, to regulatory and client standards

2. Day to day oversight of the document management process, ensuring that investors¿ instructions are scanned into the workflow system accurately and timely

3. Investigate and resolve enquiries and exceptions, communicates with various internal departments, other banks and brokerage firms to resolve exceptions

4. Prepare financial reports ensuring conformity to professional and regulatory requirements

5. Responsible for work flow distribution and the effective use of resources within the team

6. Provide on the job technical training and coaching for all team members and brief staff regularly on issues relating to work carried out by the team and new initiatives

7. Organize the work of the team, assign tasks, set short-term priorities, monitor all activities and ensure timely and accurate completion of the work

8. Ensure all procedures are kept up to date and are adhered to on a daily basis

9. Assist the Team Manager in establishing goals and objectives for the team

10. Generate process and system enhancement ideas and co-ordinate the introduction of these changes with supporting documented procedures

11. Conducts performance management and career development processes, and staffing and disciplinary actions

Knowledge :Excellent oral and written communication skills are required. The role will require the ability to deal confidently and articulately with internal and external counterparties
Analytical and problem solving skills are required
Leadership and organizational skills are needed to prioritize assignments and provide feedback to staff
Ability to set priorities and manage deadlines, escalating issues where necessary
Good team player, self-starter, flexible, with the ability to work under pressure with minimal supervision

Experience :A College or University degree and/or relevant work experience is required
Supervisory experience is desirable

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.

We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies! Build your career with us and apply today. #MadeForGreater

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at .

We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.